China
and Europe, 1500-2000 and Beyond: What is “Modern”?
ASIAN
TOPICS IN WORLD HISTORY Asia for Educators | Columbia University
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2004 Columbia University | Asia for Educators
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CHINESE IDEAS IN THE WEST
Prepared by Professor Derk Bodde for the Committee on Asiatic
Studies in American Education Reprinted with
permission in China: A Teaching Workbook, Asia for Educators, Columbia University
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China and the Age of Enlightenment
As time wore on, various Chinese inventions such as printing,
gunpowder, and the mariner's compass gradually found their way to Europe, also via the Arabs, who for centuries were the
leading travelers and traders between East and West. Prior to the seventeenth
century, however, the purely intellectual influence of China remained slight, perhaps because it was
only then that Europeans themselves began to travel to the Far
East in significant numbers. The new era of
Chinese-European contacts started in the year 1601, when the famous Italian
jesuit, Matteo Ricci (1552-1610), arrived in the Chinese capital, Peking, and established there a Catholic mission. For the
next two centuries the Jesuits, as well as members of other Catholic orders,
remained in close touch with the Court of Peking. By 1700 they were said to
have converted approximately two hundred fifty thousand Chinese to
Christianity. Because these Europeans were highly educated men, they gained the
respect of the Chinese, who have always placed a premium on scholarship. Many,
indeed, were given important positions in the Chinese government. The Board of
Astronomy, for example, was placed under their charge and remained a Christian
stronghold until 1838.
Fascinated
by the ancient and impressive civilization in which they found themselves, these
Europeans wrote home detailed accounts of what they saw. Their letters provided
material for a long series of books on China,
written usually in French or Latin and published in Paris, the European center of Jesuit
activities. Among them were such works as Confucius, the Philosopher of
the Chinese (1687); the Description of China (1735), in
four volumes; the long series of Edifying and Curious Letters, in
34 volumes (1702-76); the General History of China, in 13 volumes
(1777-85); and the lengthy Memoirs on the History, Sciences, Arts, etc.,
of the Chinese, in 16 volumes (1776-1814).
These
writings gave Europeans a for more detailed and
accurate picture of China
than they had ever had before. They generated a tremendous enthusiasm for China and
things Chinese — an enthusiasm that reached its peak in the early years of the
second half of the eighteenth century. Materially, this enthusiasm powerfully
influenced such fields as painting, architecture, landscape gardening,
furniture, and the newly developed manufactures of porcelain and lacquer ware —
the well-known and charming chinoiseries, of the eighteenth century. It
also left a strong imprint on literature and on the thinking of some of the
most famous intellectual figures of the period.
The
timing of this impact from China
was of particular importance. It reached Europe
during a period of tremendous political and intellectual ferment. The
Renaissance had brought to Europeans a renewed consciousness of their great
classical heritage from the ancient civilizations of Greece
and Rome. This
consciousness widened men's horizons. It helped to free them from the mental
limitations that had been imposed during the Middle
Ages by the dogmas of the church. Some began to question a spiritual authority
that still taught that the sun and the rest of the universe revolve around the
earth, well after Copernicus and Galileo had proved the reverse to be true.
They were beginning to raise objections to the theory of the "divine right
of kings" that permitted monarchs to rule as they pleased, without regard
for the welfare of their people; to express doubts regarding the justice of a
social system that allowed feudal aristocrats to lead lives of luxury while
their peasant serfs starved; and to urge that men of education be given an
increasing voice in public affairs.
Such
ideas, gaining strength in the seventeenth century, led in the eighteenth to
what was known as the Age of Enlightenment. Leaders of this movement, such as
the Frenchman, Voltaire (1694-1778), believed that any human problem could be
solved if men would only consent to live with one another on a basis of reason
and common sense. Ideas of this sort culminated politically in the French
Revolution of 1789. Socially, they gave a new dignity and freedom to the individual.
Intellectually, they created a new, scientific method of thinking, based upon
objective experimentation and observation, in place of the old, blind
acceptance of unverified tradition. Thus were made possible the tremendous
material advances that were to come later with the Industrial Revolution.
To
men infected with these new ideas, China provided a powerful stimulus.
For in China
they saw a great civilization that had evolved quite independently of, and
earlier than, their own. Although not a Christian nation, it had nevertheless
developed in Confucianism a high system of morals of its own. And, unlike Europe, it had done so without permitting a priesthood to
become so powerful as to challenge the state's authority. The emperor of China, furthermore,
though seemingly an absolute ruler, was in actual fact limited by the teachings
of Confucianism, which declared that "the people are the most important
element in the state; the sovereign is the least." Particularly was China admired as a land where government did not
rest in the hands of a feudal aristocracy, as in Europe. Instead, it
was managed by the mandarins — a group of highly educated scholars — who gained
their official positions only after proving their worth by passing a series of
state-administered examinations. We know today that this highly favorable
picture of China
was somewhat overpainted. Yet there is little doubt that the China of the seventeenth and eighteenth
centuries was, both politically and economically, in many ways ahead of Europe. The story of how European thinkers of this period
reacted to Chinese thought is a fascinating one that can only briefly be told
here. The most striking example in the seventeenth century was the German
philosopher, Leibniz (1646-17l6), one of the most internationally minded men
who ever lived. He read extensively on China, corresponded with Jesuits
who had lived there, and wrote on Confucian philosophy. In a letter written in
1697, he announced: "I shall have to post a notice on my door: Bureau of
Information for Chinese Knowledge."
Leibniz
found in the mystic symbols contained in an ancient Chinese classic support for
his own mathematical theories. There are striking parallels, too, between his
philosophy and certain Confucian ideas. Above all, however, he had the dream of
creating a new civilization that would be truly universal. This could be done,
he believed, by consciously selecting and bringing together the best elements
in Chinese and Western culture. This dream he expressed in a little book of
1697, Novissima Sinica or Latest News from China,
in which he wrote: "I almost think it necessary that Chinese missionaries
should be sent to us to teach the aims and practice of natural theology, as we
send missionaries to them to instruct them in revealed religion."
Leibniz's dream still remains, alas, only a dream!
By
many of his contemporaries, however, such theories were regarded as dangerous
and revolutionary. A disciple of Leibniz, ChristianWolff (1679-1754), suffered
persecution because of his admiration for China. In a lecture delivered at
the University of
Halle in 1721, he praised
the Chinese system for successfully harmonizing individual happiness with the
welfare of the state. He maintained that Confucianism was fully adequate as a
way of life; that there was no real conflict between it and Christianity. For
these bold words he was immediately accused of atheism, and, after a bitter
attack, was forced to give up his position in the university.
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Confucius as seen by the Europeans
This image, showing Confucius standing in the Chinese National
Academy of Learning, is taken from Confucius Sinarum Philosophus or Confucius,
the Philosopher of the Chinese (Paris, 1687). Some of the earlier
translations of the Confucian writings were published in this book. Notice
the Roman-style arch in the background of the picture and the non-Chinese use
of perspective. The two large characters at the top read: "National
Academy of Learning." Those on either side of the arch read:
"Confucius, the First Teacher under Heaven." The books in the cases
along the sides of the room bear titles of the various Confucian classics.
Underneath them are tablets inscribed with the names of Confucius' disciples.
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But the most famous leader of the Enlightenment to fall under the
Chinese spell was Voltaire (1694-1778), to whom Confucius was the
greatest of all sages. A portrait of Confucius adorned the wall of his library.
He regarded China
as the one country in the world where the ruler is at the same time a
philosopher (Plato's "philosopher-king"). He praised it because it
had no priesthood owning 20 percent of the land, and contrasted the religious
tolerance of the Chinese, who had never tried to send missionaries to Europe, with the European habit of always forcing their own
religious ideas upon other people. "One need not be obsessed with the
merits of the Chinese," he wrote in 1764, "to recognize . . . that
their empire is in truth the best that the world has ever seen."
In 1755 Voltaire produced a play, The Chinese Orphan,
which he adapted from an old Chinese play that had been published in French
translation in 1735. This play, significantly described by him as "the
morals of Confucius in five acts," was written as an answer to the
theories of Rousseau (1712-78). Rousseau, as we all know, wanted people to
follow a back-to-nature movement, and argued that the arts, sciences, and human
institutions generally, are harmful because they corrupt the simple goodness of
human nature. Voltaire, to disprove these ideas, deliberately changed the
original seventh century B.C. setting of his play, laying it instead in the
thirteenth century A.D., when the Mongols, under Jenghis Khan, conquered China. His
purpose in so doing was to prove the superiority of human art and culture by
showing how Chinese civilization finally triumphed over the warlike barbarism
of the Mongols.
Voltaire died only eleven years before the French Revolution. This
world-shaking event, followed by the wars of Napoleon and the Industrial
Revolution of the nineteenth century, turned men's minds away from China to
things nearer at home. In Europe the enthusiasm for China died. In America, however, there was at least one
nineteenth century thinker who, quite independently of the European
Enlightenment, fell under the influence of China. He was Ralph Waldo Emerson
(1803-82), who eagerly read many translations of the Confucian classics. India, to be
sure, inspired some of his more important ideas, such as the theory of the
Over-Soul, and of the unreality of the world as we see it. But from China he
accepted the Confucian concept of the true gentleman, the belief that good
government must be based on a sound moral foundation, and the emphasis upon the
responsibilities that each individual in society holds toward other individuals.
These ideas still have value for us today. We call them American ideas. Few of
us realize that they were expressed long ago in China.
Political and Economic Theories
It should not be supposed that all thinkers in the Age of
Enlightenment were preachers of revolution. Many, indeed most, were willing to
continue with the accepted institution of monarchy. In France, the
center of the Enlightenment, the monarchy had reached the extreme of absolutism
under Louis XIV (1643-1715). The reign of his successor, Louis XV (1715-74),
however, saw signs of growing weakness, coupled with corruption and gross
social and economic abuses. Many thinkers, therefore, came to realize that the
monarchy could be preserved only by carrying out various drastic reforms. As a
result, it became their aim to create an enlightened despotism that
would rule for the benefit of the people as a whole, rather than merely for a
small, privileged group. In the example of China these men found powerful
support for their theories. For in China, as we have seen,
Confucianism, though it accepted the idea of an absolute ruling power, at the
same time set certain moral restraints upon the abuses of that power.
Most prominent among the men who voiced such ideas was a group of
French political economists known as the "Physiocrats." They came
into existence shortly after 1756 under the leadership of Francis Quesnay
(1694-1774), who was a doctor at the French
Royal Court.
Quesnay and his fellow Physiocrats maintained that government, if
enlightened, must operate in conformity with certain economic and social laws,
which they called the "Natural Order." Basic in this Natural Order,
they believed, was the principle that the entire wealth of any country comes,
in the final analysis, from that country's land, as a result of such activities
as agriculture, mining, and lumbering. Manufacture and trade are secondary
activities, since they concern themselves merely with the raw materials derived
from the land. Hence, the manufacturer and merchant, though performing useful
functions, were, according to Quesnay and his group, "sterile" and
nonproductive. The state should, therefore, give special encouragement to all
activities, such as agriculture, that increase the land's productivity. It should
not, on the other hand, aid the "sterile" processes of manufacturing
and commerce by offering them tariff protection or permitting the creation of
great private monopolies, for this, in their opinion, would interfere with the
natural processes of distribution and violate the Natural Order.
Since the revenue of the state, like the wealth of its people,
comes ultimately from the land, they believed that the only really fair form of
taxation is a single land tax levied upon the land's productive capacity. This
doctrine was an attack upon one of the greatest abuses in the France of
Quesnay's time: the existence of great land estates, owned by feudal
aristocrats, who paid in taxes only an insignificant part of what their land
produced.
The Physiocrats also argued that education should be separated
from the church and made universal, for only in that way could the best
available talent of the country be brought forward and trained for public
service.
Most of these ideas bore an amazing resemblance to those found in Confucian
political and economic philosophy. For thousands of years the Chinese had
believed that there can be good government only when a perfect harmony exists
between the "Way of Man" (governmental institutions) and the
"Way of Nature" (Quesnay's Natural Order). China had always been a
predominantly agrarian country, in which industries and trade played only a
minor part. It is not surprising, therefore, that the Chinese regarded
agriculture as "primary" and worthy of intensive government support,
while commerce was looked upon as nonproductive and, therefore,
"secondary." For this reason they traditionally ranked the merchant
near the bottom of the social ladder, well below the honored place they gave
the farmer.
The Chinese government even went so far as to place restrictions
upon the development of private trade. Herein lies the
major point of difference between Chinese theory and that of the Physiocrats.
Though Quesnay and his group thought that the government should do nothing that
would encourage trade, they at the same time believed in the doctrine of
laissez faire — that trade should be permitted to operate free from government
restrictions.
In their educational theories the Physiocrats were also clearly
influenced by the example of China,
with its famous examination system that ensured the admission of men to
government service on the basis of education rather than rank.
The tremendous debt of the Physiocrats to China is
evident in Quesnay's book The Despotism of China (1767), in which
he presents his ideas of what a truly enlightened despotism means. In its first
seven chapters he paints a glowing picture of Chinese political and economic
conditions, drawing his material directly from Jesuit writings on China. In the
eighth, and final, chapter he develops his own theories along the lines
described above, linking them directly with the example of China.
Turgot was an able and sincere man who tried earnestly during his
period of office to put the Physiocrat doctrines into practice. These doctrines,
however, while well suited to an agrarian economy such as that of China, proved to be ill-adapted for France, where a
modern system of capitalism was already beginning to develop. The forces of
corruption and reaction ranged against Turgot were too great, and he was forced
to resign. His attempt to reform France from the top failed. The
attempt that was to succeed came violently from below some years later. It was
the French Revolution in 1789.
Though the Physiocrats failed in the practical application of
their doctrines, their impact on later economic theory was strong. This
influence is particularly evident in the ideas of Adam Smith (1723-90), author
of the classical economic work of modern times, The Wealth of Nations (l776).
Thus the Physiocrats may truly be said to rank among the founders of modern
Western political economy. And, in their insistence upon the need for universal
education, they led the way in a movement that in the nineteenth century was to
become a standard practice in Western democracies.